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Showing 6811 to 6820 of 6976 search results for Insurance Limited.

  1. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

    Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer

  2. BlackRock Wealth Partners (clone of FCA authorised firm)

    Warnings Published: 07/11/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  3. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    firms providing services in relation to insurance-based investments and pensions, and.

  4. FCA publishes second letter of concerns in relation to Provident's proposed scheme of arrangement

    Statements Published: 14/07/2021 Last modified: 14/07/2021
    We have published a second letter of concerns explaining to Provident why it does not support its proposed scheme of arrangement.

  5. CP23/9 – Changing the scope of the baseline financial resilience regulatory return

    Consultations Consultation papers Published: 02/05/2023 Last modified: 06/06/2023
    We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms.

  6. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

  7. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of

  8. FCA commences civil proceedings in relation to alleged unauthorised regulated mortgage contracts and sale & rent back agreements

    Press Releases Published: 13/07/2020 Last modified: 13/07/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against London Property Investments (U.K) Limited (LPI), NPI Holdings Limited (NPI), Daniel Stevens (the sole director and shareholder of both companies) and his

  9. GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan

    Guidance consultations Published: 02/05/2013 Last modified: 03/10/2016
    give customers enough time to consider maturity options, especially if the firm’s range of options is limited or if customers must meet specific criteria to be eligible – customers may wish

  10. CP14/19: CRD IV - EBA high earners and benchmarking information report

    Consultation papers Published: 22/09/2014 Last modified: 07/02/2022
    The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. The new guidelines amend the existing template and request more detailed information,
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