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Showing 6881 to 6890 of 6976 search results for Insurance Limited.

  1. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    We’ve proposed different approaches to moving firms to the new regime based on whether a firm is categorised as limited scope, core or enhanced.
  2. JAMBIN / jupiterglobalinv.com / jambin.org / jambi-india.org / jupitersfuture.com (Clone of FCA Authorised Firms)

    Warnings Published: 17/04/2024 Last modified: 31/05/2024
    JAMBIN / jupiterglobalinv.com / jambin.org / jambi-india.org / jupitersfuture.com (Clone of FCA Authorised Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you
  3. Mark Starling sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud

    Press Releases Published: 29/11/2018 Last modified: 30/11/2018
    Mark Barry Starling, aged 57 of Farnham, Surrey, was today sentenced at Southwark Crown Court to 5 years’ imprisonment for defrauding investors of just under £3 million in relation to unauthorised investment schemes he operated between 2008 and
  4. FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing requirements

    Press Releases Published: 07/11/2018 Last modified: 23/10/2023
    The FCA has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection insurance (PPI) complaints.
  5. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

    Press Releases Published: 28/02/2019 Last modified: 28/02/2019
    The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted
  6. Citi Bond Management / Citi Group / Citi Wealth Management (clone of FCA authorised firm)

    Warnings Published: 27/05/2021 Last modified: 11/08/2023
    Citi Bond Management / Citi Group / Citi Wealth Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  7. Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm)

    Warnings Published: 24/09/2021 Last modified: 25/04/2022
    Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to
  8. Henderson Global Care Fund/ Henderson Global Investors Ltd (clone of FCA authorised firm)

    Warnings Published: 17/02/2010 Last modified: 21/11/2020
    Henderson Global Care Fund/ Henderson Global Investors Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  9. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification
  10. FCA fines Pembrokeshire Mortgage Centre Ltd £2.4m for serious failings in relation to the British Steel Pension Scheme

    Press Releases Published: 02/12/2022 Last modified: 02/12/2022
    The FCA has fined Pembrokeshire Mortgage Centre Limited (PMC) (trading as County Financial Consultants) (in liquidation) £2,354,331 for giving consumers unsuitable advice to transfer out of the British Steel Pension Scheme and other defined benefit