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Showing 6901 to 6910 of 6976 search results for Insurance Limited.

  1. FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

    Feedback statements Published: 07/05/2021 Last modified: 07/05/2021
    We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.

  2. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

    Press Releases Published: 28/01/2020 Last modified: 28/01/2020
    The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.

  3. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

  4. Deutsche Asset and Wealth Management Limited/ Deutsche PF and Brief Bank AG (Clone of FCA Authorised firm)

    Warnings Published: 10/02/2022 Last modified: 17/06/2022
    Deutsche Asset and Wealth Management Limited/ Deutsche PF and Brief Bank AG (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should

  5. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

    Press Releases Published: 06/05/2021 Last modified: 06/05/2021
    We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

  6. FCA consults on proposed decision to require synthetic LIBOR for 6 sterling and Japanese yen settings

    Statements Published: 24/06/2021 Last modified: 24/06/2021
    FCA consults on proposed decision to require synthetic LIBOR for 6 sterling and Japanese yen settings.

  7. FS23/7: Long-Term Asset Funds (LTAFs) - Financial Services Compensation Scheme Coverage Feedback Statement

    Feedback statements Published: 30/10/2023 Last modified: 30/10/2023
    Our Summary of the feedback we received to PS23/7 on Long-Term Asset Funds (LTAFs) and our next steps.

  8. PS13/2 Tracing employers’ liability insurers – historical policies

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are confirming new rules on employers’ liability insurance.

  9. Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd

    Statements Published: 16/02/2021 Last modified: 17/02/2021
    We have noted the recent comments by Neil Woodford on his future business plans. This statement sets out our position on specific points on which we have been asked for information.

  10. Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm)

    Warnings Published: 18/10/2019 Last modified: 20/05/2021
    Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why
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