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Showing 6951 to 6960 of 6976 search results for Insurance Limited.
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Markets Profit / MarketsProfit / Profit Market Trading (clone of FCA authorised firm and formerly registered PSD agent)
Markets Profit / MarketsProfit / Profit Market Trading (clone of FCA authorised firm and formerly registered PSD agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out -
FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest
The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies. -
CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks
We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act). -
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking
All firms to whom the PRA have applied the Solvency II regime, including Insurance Special Purpose Vehicles (ISPVs), the Society of Lloyd’s, managing agents and UK branches of foreign firms -
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors -
PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8 -
Optimising the Senior Managers and Certification Regime: Policy Statement 19/20 and Feedback to CP 19/4
Today we publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms, including claims management companies. -
Southern Electric Bonds / SSE Promotions / SSE Fixed Promotion / SSE Plc (clone of FCA authorised firms)
Southern Electric Bonds / SSE Promotions / SSE Fixed Promotion / SSE Plc (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should -
FCA review finds that most mortgage customers get suitable advice but “scope for improvement”
Some firms were relying on highly structured processes. This often resulted in lengthy, stilted and repetitive conversations with consumers which limited the adviser’s ability to engage effectively and properly assess -
ifdgl.com/ Investment Funds Direct Group Management / Investment Funds Direct Group (Clone of FCA Authorised firms)
ifdgl.com/ Investment Funds Direct Group Management / Investment Funds Direct Group (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why