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Showing 481 to 490 of 694 search results for Insurance Limited enters.

  1. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    Recent history tells us that groupthink in firms, where cohesive groups take poor decisions with limited scrutiny, can lead to poor governance and insufficient challenge. ... Similarly, having people sign declarations that they will report truthfully

  2. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).

  4. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  5. Innovation Pathways eligibility criteria

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Check whether your firm meets Innovation Pathways eligibility criteria before applying, and find out what the FCA looks for when assessing your proposal.

  6. Business interruption test case: Arch Insurance (UK) Limited appeal written case [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the written case of Arch Insurance (UK) Limited for the appeal to the Supreme Court in the Business Interruption insurance test case.

  7. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    This put customers at risk of buying the wrong products and not having the right insurance cover.”. ... In April 2013, the FCA conducted a review of telephone sales of commercial vehicle core insurance products and related insurance add-on products by

  8. Business interruption test case: QBE UK Limited appeal written case [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the written case of QBE UK Limited for the appeal to the Supreme Court in the Business Interruption insurance test case.

  9. The FCA’s Competition Powers

    Speeches Published: 23/03/2016 Last modified: 09/11/2016
    Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Honest Insurance Brokers (clone of FCA authorised firm)

    Warnings Published: 16/07/2019 Last modified: 21/11/2020
    Honest Insurance Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
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