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Capital market regulation and coronavirus
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence. -
Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK
Speech by Ashley Alder, Chair, delivered at the Eurofi Conference. -
The FCA holds key conference on financial crime
Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance. -
CP14/28: MIPRU Simplification
This paper sets out our proposed changes to our Handbook to make it simpler for certain mortgage firms to calculate their capital requirements. -
FCA review of automatic renewal of fixed term bonds
We have completed one aspect of our work on automatic renewal, which looked into firms’ contract terms and practices regarding automatic renewal of fixed term bonds. -
The journey to a sustainable credit market
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Credit Summit. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes update on high-cost credit work
The FCA has published an update on its work in the high-cost credit sector. -
Regulated retail investment adviser re-evaluation
We have collaborated with the Chartered Insurance Institute (CII) to create a re-assessment test of the level 4 Diploma in Financial Planning. ... The level 4 Diploma became the standard when the Retail Distribution Review came into force at the start of -
It's time for an Enlightenment on financial inclusion
Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event. -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.