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FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market
The Financial Conduct Authority (FCA) has published the results of its thematic review of delegated authority arrangements in the general insurance market. ... Thematic Review: TR15/7: Delegated authority: Outsourcing in the general insurance market. -
Tribunal upholds FCA fine on firm for misselling complex investments
The Tribunal’s judgment can be found online. Westwood is the latest firm to be disciplined as a result of the FSA’s thematic review into GTEPs. ... Other firms disciplined were Integrity Financial Solutions Limited, Knowlden Titlow Financial Services -
Further update on Business interruption insurance test case appeals process
The FCA will continue discussions with insurers and action groups, to find a solution which resolves the outstanding issues as soon as possible to enable pay-outs on eligible claims. -
Helping firms provide more support to customers making investment decisions
Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation. -
Insurance firms still failing to meet FCA general insurance renewal rules
The Financial Conduct Authority (FCA) has warned it will take action against general insurance firms who are failing to properly implement rules introduced to increase transparency and encourage shopping around at renewal time. -
Using the new Form A
Find out about the changes we’ve made to Form A. -
FCA confirms greater access for SMEs to the Financial Ombudsman Service
The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs). -
UBS fined £9.45m for failings in its sale of an AIG fund
The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund. -
Guess who’s back? Animatronic Arnie returns to raise awareness of PPI deadline
The animatronic head of Arnold Schwarzenegger is back today to remind people to check whether they had payment protection insurance (PPI) and make a decision about whether to make a complaint before the deadline on 29 August 2019. -
The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation
Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.