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Showing 861 to 870 of 991 search results for Insurance Review Centre.

  1. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

    Press Releases Published: 22/06/2022 Last modified: 22/06/2022
    We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.

  2. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    However, following subsequent feedback, we deferred implementation of these rules pending further review, which we are now doing in this consultation paper. ... providers of professional indemnity insurance (PII) to PIFs. providers of investment platform,

  3. Competition in the asset management industry: UK experiences, global implications

    Speeches Published: 24/10/2017 Last modified: 24/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.

  4. FCA asks for proposals on how open finance could transform financial services

    Press Releases Published: 17/12/2019 Last modified: 11/04/2024
    The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services.

  5. FCA and Bank of England announce proposals for data reforms across the UK financial sector

    Press Releases Published: 07/01/2020 Last modified: 07/01/2020
    The FCA and the Bank of England (Bank) outline their plans to develop their data and analytics capabilities. Both authorities depend on access to high-quality data to fulfil their respective missions of maintaining monetary and financial stability,

  6. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  7. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

    Corporate documents Published: 07/09/2016
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).

  8. Supporting consumers through tough times – priorities for credit regulation

    Speeches Published: 23/03/2022 Last modified: 20/03/2024
    Speech by Brian Corr, Interim Director of Retail Lending at the FCA, delivered at Credit Summit 2022

  9. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 12/11/2021 Last modified: 12/11/2021
    Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

  10. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in Guernsey and previously listed on the Channel Islands Securities Exchange. ... In April 2012, our review of sales in