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Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
FCA launches discussion on improving the financial services compensation framework
FCA seeks views on fundamental questions about the purpose, scope and funding of it's compensation framework -
Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014. -
EU withdrawal: transition and financial regulation
Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner. -
Financial Lives cost of living (Jan 2024) recontact survey - Summary
The FCA presents the findings from a survey undertaken in January 2024 to understand the financial impact of the increased cost of living on adults across the UK. -
Creating and sustaining cultures of compliance: insights from psychology and beyond
Similarly, having people sign declarations that they will report truthfully before they fill in tax returns or make insurance claims can reduce dishonesty. ... Conversely, there is some evidence from financial services markets that having sellers -
FSA Q1 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FSA Q4 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market
FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market. ... The Financial Conduct Authority (FCA) has published the results of its thematic review of delegated authority arrangements in the general -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.