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Showing 681 to 690 of 19690 search results for Insurance Services.

681. External audit requirements for authorised professional firms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

682. Our approach to competition

     Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
     The FCA promotes effective competition in the interests of consumers.

683. Keeping pace with rising costs – improving financial inclusion for consumers

     Speeches Published: 01/06/2022 Last modified: 01/05/2024
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Financial Inclusion Virtual Summit 2022

684. FCA makes Market Investigation Reference for investment consultancy services

     Press Releases Published: 14/09/2017 Last modified: 14/09/2017
     The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.

685. The FCA’s Competition Powers

     Speeches Published: 23/03/2016 Last modified: 09/11/2016
     Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

686. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

     Data Published: 14/05/2015 Last modified: 15/07/2016
     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

687. External audit requirements for MiFID investment firms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about external audit requirements for MiFID investment firms, including what you need to do.

688. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

     Data Published: 07/10/2021 Last modified: 07/10/2021
     The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

689. FCA consults on post-Brexit divergence for PRIIPS regulation

     Press Releases Published: 20/07/2021 Last modified: 20/07/2021
     The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

690. Apply to become a consumer credit lender or hirer

     Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
     Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.