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Showing 861 to 870 of 19691 search results for Insurance Services.

861. Adviser Mark Abley pays £106k for poor pension transfer advice

     Press Releases Published: 26/06/2023 Last modified: 26/06/2023
     The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.

862. CPP card and identity protection compensation scheme closure

     News stories Published: 27/03/2015 Last modified: 13/03/2017
     e. the mis-selling of card and identity protection products. The Financial Ombudsman Service can consider complaints that are within the scope of the scheme but has to determine them based ... Clydesdale Bank Plc (part of National Australia Group Europe).

863. FCA publishes terms of reference for asset management market study

     Press Releases Published: 18/11/2015 Last modified: 18/11/2015
     Given the significant role they play in the economy, it is essential that competition works effectively for these services. ... the bundling of ancillary services and the quality of some of the services provided.

864. FCA confirms extension of the Temporary Permission Regime deadline

     Press Releases Published: 24/05/2019 Last modified: 24/05/2019
     The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

865. CP24/7: Payment Optionality for Investment Research

     Consultation papers Published: 10/04/2024 Last modified: 02/07/2024
     We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research

866. Financial Conduct Authority appoints four new supervision directors

     Press Releases Published: 07/08/2013 Last modified: 09/12/2016
     The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division

867. FCA and Practitioner Panel publish findings from 2019 joint survey

     News stories Published: 31/07/2019 Last modified: 01/08/2019
     The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to

868. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

     Press Releases Published: 31/03/2014 Last modified: 01/04/2014
     insurance and reviewing the sales practices and disclosures when selling premium finance to consumers alongside general insurance products. ... implementing the measures set out in the Financial Services Act 2013 including establishing Senior Managers

869. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

     Policy statements Published: 29/04/2016 Last modified: 29/04/2016
     PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. ... PS16/14: Financial Services Compensation Scheme: Changes to the Compensation sourcebook: feedback on CP15/40 and final

870. CP17/39: Quarterly Consultation Paper No 19

     Consultation papers Published: 01/12/2017 Last modified: 01/12/2017
     DISP relating to access to the Financial Ombudsman Service for PEPs, and referrals to TPO. ... EG, alongside other miscellaneous changes, to ensure full implementation of the Insurance Distribution Directive.