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Showing 871 to 880 of 19691 search results for Insurance Services.

871. Towards end of the transition period: getting ready for a new environment

     Speeches Published: 12/11/2020 Last modified: 12/11/2020
     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

872. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

     Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
     The Initial Disclosure Document (IDD)/ Combined Initial Disclosure Document (CIDD). Combined Initial Disclosure Document (CIDD)/ Services and Costs Disclosure Document (SCDD). ... The proposal to delete the IDD and CIDD will be of interest to home

873. UBS fined £9.45m for failings in its sale of an AIG fund

     Press Releases Published: 12/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

874. Adviser banned and fined for fabricating RDR qualification certificates

     Press Releases Published: 30/01/2014 Last modified: 30/01/2014
     His conduct fell woefully short of the standard that we, and consumers, demand of those who work in the financial services industry.". ... In early 2013, Mr King led this firm to believe that he held a Statement of Professional Standing issued by the

875. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

     FOI Release Date of Release: 21/09/2021
     FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.

876. Important information for British Steel Pension Scheme members

     News stories Published: 01/03/2019 Last modified: 24/05/2019
     The FCA is looking into the suitability of the advice that firms gave to members of the British Steel Pension Scheme (BSPS). We want to ensure that former members of the scheme know about their rights to make a formal complaint to the Financial

877. Compensation package agreed for consumers sold card security products

     Press Releases Published: 27/01/2015 Last modified: 28/01/2015
     Any complaints referred to the Financial Ombudsman Service will be considered in line with the terms of the Scheme. ... The FCA has used its powers to bind the Financial Ombudsman Service (FOS) to the Scheme.

878. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

     Final notices Published: 03/07/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General

879. How innovation and regulation in financial services can drive the UK's economic growth

     Speeches Published: 29/06/2023 Last modified: 29/06/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

880. SwissToro Finances Limited (Clone of FCA authorised firm)

     Warnings Published: 13/09/2022 Last modified: 13/09/2022
     SwissToro Finances Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm