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Showing 891 to 900 of 19691 search results for Insurance Services.
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DP15/4: Developing General Insurance Add-ons Market Study – Remedies: Value Measures
In December 2012 the Financial Services Authority (FSA) launched a study into general insurance (GI) add-ons. ... Discussion paper DP15/4 [PDF]. This paper will be of interest to any firm involved in the underwriting, sale and/or distribution of general -
FCA to ban promotion of speculative mini-bonds to retail consumers
The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers. -
Information on nonfinancial misconduct and SMCR investigations - June 2022
The FCA provides data on nonfinancial misconduct and SMCR investigations. -
FCA wholesale sector competition review – call for inputs
Effective competition within the wholesale sector can lead to an increase in institutional efficiency, lower prices, greater innovation and can improve the quality and range of financial services provided. ... These include examples of potential barriers -
CP14/25: Changes to the Approved Persons Regime for Solvency II firms
provisions in the Financial Services (Banking Reform) Act 2013 (“the Banking Reform Act”), which allow the regulators to apply Conduct Rules to certain individuals in FSMA-authorised firms. ... The paper will be of primary interest to all insurance -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
CP17/32: Quarterly Consultation Paper No 18
Last updated: 02/11/2017. We are proposing to make changes to:. FEES 3 (variations of permission) to provide payment initiation and account services. ... COBS 16 and also to forms and associated parts of the Handbook related to the Insurance Distribution -
Aggregate complaints data: 2018 H2
This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group. -
Helping firms provide more support to customers making investment decisions
Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation. -
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Some firms operated business models whereby all customers were treated as ‘insistent’ or seeking execution-only services.