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Showing 911 to 920 of 19691 search results for Insurance Services.

911. Review of principal firms in the investment management sector

     Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
     We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

912. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

     Press Releases Published: 15/04/2021 Last modified: 15/04/2021
     The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

913. GAP insurers agree to suspend sales following FCA concerns over fair value

     Press Releases Published: 09/02/2024 Last modified: 09/02/2024
     The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.

914. PS18/20: Improving the quality of pension transfer advice

     Policy statements Published: 26/03/2018 Last modified: 07/04/2020
     The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

915. The hidden cost of domestic financial abuse: working together to improve outcomes

     Blogs Published: 17/05/2024 Last modified: 20/05/2024
     Domestic financial abuse has a huge impact on the lives of those who experience it.

916. External audit requirements for mortgage intermediaries, lenders or administrators

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.

917. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     We are also consulting on guidance on the presumption of responsibility that applies to senior managers under the Financial Services (Banking Reform) Act 2013. ... We are also consulting on further, more detailed guidance on the presumption of

918. FSA - DP13/1 How the FCA could be more transparent

     Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
     We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.

919. The FCA’s approach to Brexit: our preparations and our vision for the future

     Speeches Published: 19/07/2018 Last modified: 09/10/2020
     Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.

920. montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm)

     Warnings Published: 20/01/2023 Last modified: 11/07/2024
     montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this