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Showing 971 to 980 of 19691 search results for Insurance Services.

971. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     The proposals in this consultation apply to alldual-regulated insurance firms. As well as the firms themselves, the proposals will affect everyone performing financial services roles at those institutions. ... Consumers may be interested how individual

972. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

     Press Releases Published: 14/04/2015 Last modified: 30/09/2016
     The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and ... In addition, between May 2012 and

973. Reforms will make financial advice and guidance work better for consumers

     Press Releases Published: 14/03/2016 Last modified: 14/03/2016
     It should also consult on measures to support firms developing guidance services that help consumers make their own investment decisions. ... Financial Service Compensation Scheme (FSCS) is funded, which will begin in April 2016.

974. CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II

     Consultation papers Published: 27/03/2015 Last modified: 07/02/2022
     We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.

975. Investors in the EEA Life Settlements Fund should consider making a complaint now

     News stories Published: 24/09/2014 Last modified: 24/09/2014
     If the firm has gone out of business, the Financial Services Compensation Scheme (FSCS) might be able to help. ... The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in

976. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

     Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
     This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better

977. Chris Woolard discusses emergency regulation and learning from the coronavirus crisis

     News stories Published: 10/06/2020 Last modified: 16/10/2020
     Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan

978. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

     Press Releases Published: 19/02/2013 Last modified: 09/12/2016
     The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

979. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

     Press Releases Published: 13/02/2013 Last modified: 23/11/2021
     The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

980. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

     Press Releases Published: 22/09/2015 Last modified: 22/09/2015
     The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice. ... Georgina has extensive enforcement experience across all areas of financial services including dispute resolution through settlement and mediation