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Showing 2031 to 2040 of 4237 search results for Insurance Services Limited.

  1. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  2. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

  3. EPIC-GROWTH INVESTMENT COMPANY LIMITED

    Warnings Published: 11/04/2023 Last modified: 11/04/2023
    EPIC-GROWTH INVESTMENT COMPANY LIMITED is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  5. AW MARKETS UK Limited/AW Markets

    Warnings Published: 06/11/2023 Last modified: 08/11/2023
    AW MARKETS UK Limited/AW Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Regent Bank Limited / Regent Bank Plc

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Regent Bank Limited / Regent Bank Plc is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Union Standard International Group Limited

    Warnings Published: 29/12/2022 Last modified: 29/12/2022
    Union Standard International Group Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Ashmore Wealth Funds (clone of FCA authorised firm)

    Warnings Published: 01/09/2015 Last modified: 19/04/2021
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  9. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  10. FCA Final Notice 2014: Bluerock Foreign Exchange Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
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