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Competition and conduct regulation in financial services
Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA bans Jon Frensham from working in financial services
The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity -
Direct Line Sustainability (Clone of FCA Authorised Firm)
Direct Line Sustainability (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
The FCA publishes data on complaints and redress for the first half of 2013
Payment protection insurance (PPI) – 1,786,626 complaints opened (61% of new complaints). ... 8,628. Bank of Scotland Plc. 11,624. MBNA Limited. 234,633. MBNA Limited. -
Direct Line Opt In (Clone of FCA authorised firm)
Direct Line Opt In (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
Speech: Darwin and an evolution in price discrimination
They travelled between cities seeking demand for their services. There was no price regulation. ... The FCA’s market study on general insurance add-ons concluded that the point of sale advantage and limited information on availability and price of -
Compensation package agreed for consumers sold card security products
Lloyds Bank Plc. Northern Bank Limited trading as Danske Bank. Santander UK Plc. ... Eligible customers will be contacted by AI Scheme Limited from late January 2015 onwards. -
Reyker Securities Plc enters special administration
On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors. -
Information on Covid whistleblowing reports for 2020/21 - August 2021
The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21. -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and