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Showing 351 to 360 of 4232 search results for Insurance Services Limited.

351. Financial services regulation and enforcement: recent developments and emerging issues

     Speeches Published: 09/10/2013 Last modified: 10/10/2013
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

352. FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies

     Press Releases Published: 15/01/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.

353. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

     Press Releases Published: 08/01/2009 Last modified: 08/11/2016
     The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

354. Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate

     Press Releases Published: 07/11/2016 Last modified: 07/11/2016
     The Financial Conduct Authority (FCA) today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox.

355. 5 million pension savers could put their retirement savings at risk to scammers

     Press Releases Published: 07/08/2019 Last modified: 07/08/2019
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

356. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

     News stories Published: 28/04/2014 Last modified: 28/04/2014
     mainstream propositions and many having very limited experience of standard investments. ... Some firms operated business models whereby all customers were treated as ‘insistent’ or seeking execution-only services.

357. General insurance product value and coronavirus (Covid-19) Guidance – update

     Studies and reviews Multi-firm reviews Published: 25/08/2021 Last modified: 25/08/2021
     We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance

358. Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation

     Press Releases Published: 18/08/2015 Last modified: 01/09/2015
     reporting the matter, customers were only liable for unauthorised transactions in limited circumstances. ... Lloyds Bank Plc. Northern Bank Limited trading as Danske Bank. Santander UK plc.

359. Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm)

     Warnings Published: 31/01/2022 Last modified: 09/06/2022
     Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find

360. Consumer Duty implementation: good practice and areas for improvement

     Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
     What firms are doing well and what they could do better.