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Showing 3531 to 3540 of 4245 search results for Insurance Services Limited.

3531. Our approach to ensuring firms treat vulnerable customers fairly

      Speeches Published: 05/03/2020 Last modified: 06/03/2020
      Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

3532. AXA fined and reviews investment sales for advice failings

      Press Releases Published: 13/09/2013 Last modified: 25/11/2021
      The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

3533. Stanford Capital Partners (Clone of FCA Authorised firm)

      Warnings Published: 12/04/2021 Last modified: 10/05/2021
      Stanford Capital Partners (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

3534. Growing Power Loans Ltd (Clone of FCA authorised firm)

      Warnings Published: 10/09/2020 Last modified: 10/09/2020
      Growing Power Loans Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

3535. Rothschild Asset Management (clone) (clone of FCA authorised firm)

      Warnings Published: 11/07/2017 Last modified: 21/11/2020
      We have published this statement in order to warn consumers against dealing with unauthorised firms.

3536. Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support

      Financial Lives Published: 17/05/2023 Last modified: 26/07/2023
      The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023.

3537. www.compare-best-bonds-uk.com (clone of FCA Authorised firm)

      Warnings Published: 20/09/2021 Last modified: 20/09/2021
      www.compare-best-bonds-uk.com (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

3538. CP19/20: Our framework: assessing adequate financial resources

      Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
      The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

3539. Former Moore Capital trader pleads guilty to insider dealing

      Press Releases Published: 07/11/2014 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

3540. Upswingtrade.com / Upswingtrade.net (Clone of FCA authorised firm)

      Warnings Published: 19/01/2022 Last modified: 18/03/2022
      Upswingtrade.com / Upswingtrade.net (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this