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Showing 361 to 370 of 4232 search results for Insurance Services Limited.

361. Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions

     Speeches Published: 01/10/2018 Last modified: 05/10/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London.

362. How innovation and regulation in financial services can drive the UK's economic growth

     Speeches Published: 29/06/2023 Last modified: 29/06/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

363. Review of TCFD-aligned disclosures by premium listed commercial companies

     Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
     Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.

364. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

     Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
     The FCA provides information to regulated financial advice firms

365. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

     Press Releases Published: 13/12/2013 Last modified: 08/11/2016
     Porta Verde Financial Services Limited (Porta Verde) has been fined £25,000 by the Financial Conduct Authority (FCA) after two of its appointed representatives (ARs) mis-sold insurance, often to elderly ... The FCA's website has advice for consumers,

366. FCA fines investment firm Sesame £6m for failing to ensure advice given to customers was suitable and for poor systems and controls

     Press Releases Published: 05/06/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Sesame Limited (Sesame) £6,031,200 for two sets of failings: failing to ensure that investment advice given to its customers was suitable; and failings in the systems and controls that governed the

367. DLG Bonds / Direct Line Group PLC (Clone of FCA authorised firms and UK registered companies)

     Warnings Published: 22/09/2021 Last modified: 22/09/2021
     DLG Bonds / Direct Line Group PLC (Clone of FCA authorised firms and UK registered companies) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

368. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

369. FCA fines Pembrokeshire Mortgage Centre Ltd £2.4m for serious failings in relation to the British Steel Pension Scheme

     Press Releases Published: 02/12/2022 Last modified: 02/12/2022
     The FCA has fined Pembrokeshire Mortgage Centre Limited (PMC) (trading as County Financial Consultants) (in liquidation) £2,354,331 for giving consumers unsuitable advice to transfer out of the British Steel Pension Scheme and other defined benefit

370. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.