Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 3931 to 3940 of 4246 search results for Insurance Services Limited.

  1. Chris Woolard discusses emergency regulation and learning from the coronavirus crisis

    News stories Published: 10/06/2020 Last modified: 16/10/2020
    Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan

  2. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases Published: 20/11/2014 Last modified: 20/11/2014
    IT failures which occurred in June 2012 and meant that the Banks’ customers could not access banking services. ... Technology Services did not realise, however, that the upgraded software was not compatible with the previous version.

  3. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    The proposals in this consultation apply to alldual-regulated insurance firms. As well as the firms themselves, the proposals will affect everyone performing financial services roles at those institutions. ... Consumers may be interested how individual

  4. capitalbl12.com / cbl12.co.uk (Clone of previously authorised Appointed Representative)

    Warnings Published: 17/07/2024 Last modified: 23/07/2024
    capitalbl12.com / cbl12.co.uk (Clone of previously authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  5. CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II

    Consultation papers Published: 27/03/2015 Last modified: 07/02/2022
    We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.

  6. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

    Press Releases Published: 14/04/2015 Last modified: 30/09/2016
    The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and ... In addition, between May 2012 and

  7. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  8. Carina Asset Management / Sloane Court Capital / SS & Co Consultancy Limited

    Warnings Published: 16/02/2018 Last modified: 16/02/2018
    Carina Asset Management / Sloane Court Capital / SS & Co Consultancy Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. FSA CP13/7: Consumer credit regulation - our proposed regime

    Consultation papers Published: 06/03/2013 Last modified: 15/01/2015
    On 1 April 2014, the regulation of the consumer credit market will be transferred from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This move was announced by the Government, with the aim of increasing protection for

  10. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

    Press Releases Published: 19/02/2013 Last modified: 09/12/2016
    The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.
Related searches
Related topics