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Showing 4111 to 4120 of 4246 search results for Insurance Services Limited.

  1. BlackRock Wealth Partners (clone of FCA authorised firm)

    Warnings Published: 07/11/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  2. Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit

    Press Releases Published: 25/02/2019 Last modified: 25/02/2019
    Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential

  3. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    MiFID II is a wide-ranging piece of European legislation that will impact on wholesale markets and a wide range of financial services firms in the UK. ... firms providing services in relation to insurance-based investments and pensions, and.

  4. FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans

    Press Releases Published: 27/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the

  5. CMC Capital Limited / CMC Capital Partners / CMC Holdings (clone of FCA authorised firm)

    Warnings Published: 16/04/2021 Last modified: 16/04/2021
    CMC Capital Limited / CMC Capital Partners / CMC Holdings (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  6. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

    Press Releases Published: 03/10/2023 Last modified: 03/10/2023
    The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

  7. Vehicle Purchasing UK Limited /https://www.vehiclepurchasing.co.uk (Clone of FCA Authorised Firm)

    Warnings Published: 18/04/2023 Last modified: 18/04/2023
    Vehicle Purchasing UK Limited /https://www.vehiclepurchasing.co.uk (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary

  8. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of

  9. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

    News stories Published: 18/03/2016 Last modified: 26/04/2019
    Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors). ... Customers who need advice on outstanding debts can contact the Money Advice Service.

  10. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

    Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer
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