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Showing 4121 to 4130 of 4246 search results for Insurance Services Limited.

  1. Capital Finance and Investment Management Ltd (CFIM) ( Clone of UK Registered company)

    Warnings Published: 13/06/2023 Last modified: 26/06/2023
    Capital Finance and Investment Management Ltd (CFIM) ( Clone of UK Registered company) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

  3. AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company)

    Warnings Published: 11/11/2020 Last modified: 12/07/2021
    AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  4. Joint Regulatory Oversight Committee highlights 2023 progress and sets out future UK open banking plans

    News stories Published: 18/12/2023 Last modified: 18/12/2023
    The Joint Regulatory Oversight Committee has today published an update on the significant progress made since it outlined its open banking vision in April and sets out plans to deliver a new generation of payment products and services.

  5. FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

    Press Releases Published: 13/09/2023 Last modified: 13/09/2023
    Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs.

  6. We force third firm to reverse effect of misleading British Steel Pension Scheme offers

    News stories Published: 19/05/2023 Last modified: 22/05/2023
    The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme.

  7. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

  8. Connaught Independent Review call for information closes but investigation remains open to affected individuals

    Press Releases Published: 20/11/2019 Last modified: 20/11/2019
    Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

  9. FCA publishes warning notice statements for GAM International Management and Timothy Haywood

    Press Releases Published: 16/12/2021 Last modified: 16/12/2021
    The Financial Conduct Authority (FCA) has fined GAM international Management Limited £9.1m and Timothy Hayward £230,037 for conflicts of interest and gifts & entertainment matters.

  10. Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms)

    Warnings Published: 09/12/2020 Last modified: 09/12/2020
    Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
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