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Showing 4201 to 4210 of 4246 search results for Insurance Services Limited.
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FX Oppen / fxoppen / fxoppenFX Trader / www.fxoppen.co / FXOPEN Limited / fxopenltd.com (clone of FCA authorised firm)
FX Oppen / fxoppen / fxoppenFX Trader / www.fxoppen.co / FXOPEN Limited / fxopenltd.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out -
Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm)
Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should -
Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company)
Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)
Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019. -
FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice
The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services. -
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly
The Financial Conduct Authority (FCA) has fined Aviva Investors Global Services Limited (Aviva Investors) £17,607,000 for systems and controls failings that meant it failed to manage conflicts of interest ... The Final Notice for Aviva Investors Global -
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm)
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA
The FCA is conducting a thematic review of firms’ execution practices, including the way services are described to clients and arrangements for order execution and review. ... Final notice for Forex Capital Markets Limited (“FXCM Ltd”), FXCM -
FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms
The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets. -
Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds
We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and