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Showing 4201 to 4210 of 4246 search results for Insurance Services Limited.

  1. FX Oppen / fxoppen / fxoppenFX Trader / www.fxoppen.co / FXOPEN Limited / fxopenltd.com (clone of FCA authorised firm)

    Warnings Published: 22/09/2021 Last modified: 03/06/2024
    FX Oppen / fxoppen / fxoppenFX Trader / www.fxoppen.co / FXOPEN Limited / fxopenltd.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out
  2. Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm)

    Warnings Published: 16/11/2021 Last modified: 26/04/2022
    Prudential Pensions Bonds / Prudential Financial / Prudential / Pru Advisor (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should
  3. Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company)

    Warnings Published: 24/02/2022 Last modified: 24/02/2022
    Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you
  4. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

    Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
    Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.
  5. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.
  6. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

    Press Releases Published: 24/02/2015 Last modified: 24/02/2015
    The Financial Conduct Authority (FCA) has fined Aviva Investors Global Services Limited (Aviva Investors) £17,607,000 for systems and controls failings that meant it failed to manage conflicts of interest ... The Final Notice for Aviva Investors Global
  7. Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm)

    Warnings Published: 09/05/2024 Last modified: 05/07/2024
    Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you
  8. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

    Press Releases Published: 26/02/2014 Last modified: 26/02/2014
    The FCA is conducting a thematic review of firms’ execution practices, including the way services are described to clients and arrangements for order execution and review. ... Final notice for Forex Capital Markets Limited (“FXCM Ltd”), FXCM
  9. FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms

    Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.
  10. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

    Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
    We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and