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Showing 461 to 470 of 4232 search results for Insurance Services Limited.

461. Final Notice 2023: ADM Investor Services International Limited [pdf]

     Final notices Published: 02/10/2023
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600.

462. FSA Final Notice 2008: UNAT DIRECT Insurance Management Limited (UNAT) [pdf]

     Final notices Published: 19/05/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: UNAT DIRECT Insurance Management Limited (UNAT)

463. 2014 fines

     News stories Published: 02/01/2014 Last modified: 31/08/2016
     This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

464. Sparkle Finance - Direct Lender / Sparkle Finance Services Limited

     Warnings Published: 12/12/2022 Last modified: 12/12/2022
     Sparkle Finance - Direct Lender / Sparkle Finance Services Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

465. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

     Press Releases Published: 02/10/2023 Last modified: 02/10/2023
     The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

466. Data

     Last modified: 18/04/2024
     All data published by the Financial Conduct Authority.

467. Alpstone Capital Services Limited (clone of FCA authorised firm)

     Warnings Published: 28/04/2020 Last modified: 28/04/2020
     Alpstone Capital Services Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

468. 2019 fines

     News stories Published: 16/01/2019 Last modified: 20/01/2020
     This page contains information about enforcement fines published during the calendar year ending 2019.

469. FSA Final Notice 2011: Fleet Insurance Solutions Limited [pdf]

     Final notices Published: 05/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Fleet Insurance Solutions Limited

470. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

     Press Releases Published: 16/07/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to