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Showing 2671 to 2680 of 3221 search results for Insurance Services Ltd.

  1. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  2. Defined Benefit Advice Assessment Tool (DBAAT)

    Published: 19/06/2023 Last modified: 20/09/2023
    The FCA Defined Benefit Advice Assessment Tool (DBAAT) helps the market understand how they assess the suitability of Defined Benefit (DB) pension transfer and related investment advice and disclosures. 

  3. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

  4. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
    The Initial Disclosure Document (IDD)/ Combined Initial Disclosure Document (CIDD). Combined Initial Disclosure Document (CIDD)/ Services and Costs Disclosure Document (SCDD). ... The proposal to delete the IDD and CIDD will be of interest to home

  5. eastmidlandfinservicesltd.co.uk (Clone of FCA Authorised Firm)

    Warnings Published: 16/02/2024 Last modified: 16/02/2024
    eastmidlandfinservicesltd.co.uk (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  6. Information on COVID 19 BI claims brokers - December 2022

    FOI Release Date of Release: 02/12/2022
    Information on Covid 19 BI claims brokers.

  7. My Quick Loan (Clone) (clone of FCA authorised firm)

    Warnings Published: 06/06/2018 Last modified: 06/06/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  9. AIG Europe Investment (Clone of FCA authorised firm)

    Warnings Published: 19/05/2022 Last modified: 19/05/2022
    AIG Europe Investment (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  10. Credit Agricole Italia Spa Ltd (Clone of EEA authorised firms)

    Warnings Published: 26/03/2021 Last modified: 26/03/2021
    Credit Agricole Italia Spa Ltd (Clone of EEA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
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