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Showing 3021 to 3030 of 3224 search results for Insurance Services Ltd.
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CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures
The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA. -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II
With the Bank of England and Financial Services Bill of October 2015, HM Treasury announced their intention to extend the Senior Managers & Certification Regime (SM&CR) for the banking sector to ... Read our FCA Insurance Accountability pages for more -
Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight
The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO). -
Lloyds Banking Group fined £4.3 million for delayed PPI redress payments
The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress. -
Flagstone Invest / Flagstone Investment Management (Clone of FCA authorised firms)
Flagstone Invest / Flagstone Investment Management (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
GC13/5 Supervising retail investment advice: inducements and conflicts of interest
This report sets out the findings of our thematic supervision work on the payments made by life insurers to advisory firms under service or distribution agreements. ... This guidance helps providers and advisory firms further understand our expectations -
RTC Finance /Icon Markets/First World Consultants Limited (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Information on investigations opened under the Senior Managers' Regime - June 2022
The FCA provides information on investigations opened under the Senior Managers' Regime. -
Ronger Properties Bond / Ronger Properties (clone of a UK registered company)
Ronger Properties Bond / Ronger Properties (clone of a UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this