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Showing 3041 to 3050 of 3224 search results for Insurance Services Ltd.

3041. CPP redress scheme opens - customers have until end of August 2014 to claim

      Press Releases Published: 03/02/2014 Last modified: 03/02/2014
      Clydesdale Bank Plc (part of National Australia Group Europe). Home Retail Group Insurance Services Limited. ... The FCA has used its powers to bind the Financial Ombudsman Service (FOS) to the Scheme.

3042. wisewealth ai / wisewealth.ai (Clone of FCA Authorised Appointed Representative)

      Warnings Published: 18/12/2023 Last modified: 18/12/2023
      wisewealth ai / wisewealth.ai (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

3043. Reforms will make financial advice and guidance work better for consumers

      Press Releases Published: 14/03/2016 Last modified: 14/03/2016
      It should also consult on measures to support firms developing guidance services that help consumers make their own investment decisions. ... Financial Service Compensation Scheme (FSCS) is funded, which will begin in April 2016.

3044. CMG Markets, Mitz Holdings Ltd, Mitz Partnership OÜ (Clone of FCA registered firm)

      Warnings Published: 20/11/2020 Last modified: 02/12/2020
      CMG Markets, Mitz Holdings Ltd, Mitz Partnership OÜ (Clone of FCA registered firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

3045. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

      Press Releases Published: 06/11/2018 Last modified: 06/11/2018
      The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).

3046. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

      Press Releases Published: 17/09/2013 Last modified: 07/02/2022
      The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

3047. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

      Press Releases Published: 13/02/2013 Last modified: 23/11/2021
      The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

3048. Financial services regulation and enforcement: recent developments and emerging issues

      Speeches Published: 09/10/2013 Last modified: 10/10/2013
      Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

3049. Tetra Invest London Plc/ Tetra Invest (clone of FCA Authorised firm)

      Warnings Published: 15/09/2021 Last modified: 13/01/2022
      Tetra Invest London Plc/ Tetra Invest (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

3050. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

      Policy statements Published: 06/10/2015 Last modified: 26/05/2016
      They complement our recent initiatives to reform senior management arrangements and remuneration in the financial services industry. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer credit firms.