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Showing 3051 to 3060 of 3224 search results for Insurance Services Ltd.
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MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA). -
Key findings on our recent work on pension transfer advice
Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we -
FCA writes joint letter on Brexit with the Bank to CEOs of insurance firms and updates its website for all firms
Our joint letter with the Bank of England to CEOs of insurance firms on the importance of being prepared for the end of the transition period. -
BNY Mellon / The Bank of New York Mellon (International) Ltd (Clone of FCA authorised firms)
BNY Mellon / The Bank of New York Mellon (International) Ltd (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
Three individuals face charges for unauthorised sale-and-rent-back schemes
The FCA has started criminal proceedings against 3 people for carrying out regulated activity without authorisation. -
FCA asks for proposals on how open finance could transform financial services
The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services. -
DP Financial Solutions / dpfinancialsolutionsltd.co.uk (clone of Appointed Representative)
DP Financial Solutions / dpfinancialsolutionsltd.co.uk (clone of Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice. ... Georgina has extensive enforcement experience across all areas of financial services including dispute resolution through settlement and mediation -
tradenaus.com / tradenationfxs.com / pc.tradenationfx.cc (Clone of FCA Authorised Firm)
tradenaus.com / tradenationfxs.com / pc.tradenationfx.cc (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing