Search results
Showing 3081 to 3090 of 3224 search results for Insurance Services Ltd.
-
State Street Liquidity Ltd / SSG Liquidity / SS Liquidity (Clone of FCA authorised firm)
State Street Liquidity Ltd / SSG Liquidity / SS Liquidity (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
Stewart International Inc (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
Alongside the Retail Distribution Review (RDR) to improve the standards in the retail investment market, the then regulator, the Financial Services Authority (FSA), proposed new prudential requirements for personal investment firms ... providers of -
CP20/15: Liquidity mismatch in authorised open-ended property funds
We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses. -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010. -
RBC Wealth Management/ Royal Bank of Canada Wealth Management (clone firm) (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
to monitor developments in technology and how that affects firms and consumers, including a market study on the use of Big Data in the insurance market. ... from April, powers to enforce against unlawful anti-competitive behaviour in the financial -
FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender
This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
In other word, economics has never been more important to the future of our financial services or its customers.. ... Insurance companies reducing disclosure. Change programmes across industry. Banks simplifying terms & conditions and using teaser rates -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.