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Showing 3131 to 3140 of 3224 search results for Insurance Services Ltd.

3131. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

      Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
      We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

3132. What firms and customers can expect from the consumer duty and other regulatory reforms

      Speeches Published: 29/09/2022 Last modified: 29/09/2022
      Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global.

3133. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

      Press Releases Published: 23/05/2013 Last modified: 22/11/2021
      The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

3134. Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)

      Statements Published: 15/06/2020 Last modified: 19/06/2020
      Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers.

3135. FCA data shows increase in complaints with more than 4 million complaints during the first half of 2018

      Press Releases Published: 29/10/2018 Last modified: 29/10/2018
      The Financial Conduct Authority (FCA) has today published the complaints figures for regulated firms for the first half of 2018.

3136. New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling

      Press Releases Published: 20/10/2016 Last modified: 20/10/2016
      The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.

3137. Capital Finance Group Limited (clone) (clone of FCA authorised firm)

      Warnings Published: 14/08/2018 Last modified: 14/08/2018
      Capital Finance Group Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

3138. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

      Policy and guidance Policy statements Published: 06/07/2022 Last modified: 06/07/2022
      We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine.

3139. Consumer Duty: Findings from our review of fair value frameworks

      Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
      Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

3140. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

      Statements Published: 11/12/2017 Last modified: 22/06/2020
      The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB