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Showing 3151 to 3160 of 3224 search results for Insurance Services Ltd.

  1. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

  3. Wealth Profit / Wealth Future / Profit Station / Bullify (Clone of FCA Authorised Firm)

    Warnings Published: 26/04/2023 Last modified: 20/09/2023
    Wealth Profit / Wealth Future / Profit Station / Bullify (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  4. Ross & Levy Law Office - Clone of FCA Authorised firm (clone of FCA authorised firm)

    Warnings Published: 23/03/2022 Last modified: 23/09/2022
    Ross & Levy Law Office - Clone of FCA Authorised firm (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  5. FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings

    Press Releases Published: 11/03/2024 Last modified: 11/03/2024
    The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840.

  6. Personal Financial Solutions / personalfinancialsolution.co.uk (Clone of appointed representative firm)

    Warnings Published: 18/01/2021 Last modified: 18/01/2021
    Personal Financial Solutions / personalfinancialsolution.co.uk (Clone of appointed representative firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  7. Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients

    News stories Published: 19/03/2020 Last modified: 27/03/2020
    Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury).

  8. FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls

    Press Releases Published: 09/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.

  9. Empower Financial Services, Inc / Financial Solutions CP (Clone of FCA authorised firm)

    Warnings Published: 01/02/2023 Last modified: 21/02/2023
    Empower Financial Services, Inc / Financial Solutions CP (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  10. Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm)

    Warnings Published: 23/04/2021 Last modified: 08/11/2021
    Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
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