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Showing 3161 to 3170 of 3224 search results for Insurance Services Ltd.

  1. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

    Policy statements Published: 30/03/2015 Last modified: 12/01/2023
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.

  2. Review of TCFD-aligned disclosures by premium listed commercial companies

    Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
    Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.

  3. Rent-to-own provider Buy as You View to pay £939,000 to around 59,000 customers

    Press Releases Published: 22/03/2016 Last modified: 24/03/2016
    Dunraven Finance Ltd, trading under the name Buy as You View (BAYV), has entered into an agreement with the Financial Conduct Authority (FCA) to redress £939,000 to more than ... A Skilled Person review is one of the regulatory tools the FCA can use

  4. CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm)

    Warnings Published: 25/02/2021 Last modified: 02/08/2021
    CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary

  5. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

    Press Releases Published: 04/07/2023 Last modified: 04/07/2023
    The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

  6. Broker2U Trade/ https://www.broker2utrade.com/ (Clone of FCA Authorised Appointed Representative)

    Warnings Published: 12/10/2023 Last modified: 29/11/2023
    Broker2U Trade/ https://www.broker2utrade.com/ (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary

  7. Financial Consultants and Management Ltd / AC Financial Consulting Limited (clone of an FCA authorised firm)

    Warnings Published: 04/06/2024 Last modified: 24/06/2024
    Financial Consultants and Management Ltd / AC Financial Consulting Limited (clone of an FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  8. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    MiFID II is a wide-ranging piece of European legislation that will impact on wholesale markets and a wide range of financial services firms in the UK. ... firms providing services in relation to insurance-based investments and pensions, and.

  9. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

    Press Releases Published: 24/04/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious

  10. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

    Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
    The FCA provides information to regulated financial advice firms
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