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Showing 3171 to 3180 of 3224 search results for Insurance Services Ltd.
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FCA bans three individuals from working in the financial services industry for non-financial misconduct
The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper. Each of them had been convicted of -
AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company)
AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
Tide Capital Markets- Clone of a previously Authorised FCA firm (clone of FCA authorised firm)
Tide Capital Markets- Clone of a previously Authorised FCA firm (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules
Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules. -
HSBC agrees to extend redress scheme for customers impacted by historical debt collection practices
HSBC has voluntarily agreed to extend its redress scheme for customers who may have lost out by paying an unreasonable debt collection charge imposed by HFC Bank Ltd (HFC) and John Lewis Financial Services Limited (JLFS), the Financial Conduct -
Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm)
Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing -
AXA Investment Managers UK Limited (Clone of FCA authorised firm)
AXA Investment Managers UK Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
London Capital Group/ www.londoncapitalgroup.pro www.cint.pro/ www.cintra.group/ (Clone of FCA Authorised firm)
London Capital Group/ www.londoncapitalgroup.pro www.cint.pro/ www.cintra.group/ (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA
The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward -
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules
BNYMLB and BNYMIL are the third and eighth largest custody banks in the UK respectively and provide custody services jointly to 6,089 UK-based clients. ... The final notice for The Bank of New York Mellon London Branch / The Bank of New York Mellon