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Showing 91 to 100 of 3214 search results for Insurance Services Ltd.

  1. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  2. All UK Lenders (clone) (clone of FCA authorised firm)

    Warnings Published: 22/09/2016 Last modified: 22/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  3. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

  4. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.

  5. New appointments for governance of Financial Conduct Authority

    Press Releases Published: 19/03/2013 Last modified: 29/03/2013
    Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.

  6. FCA Statement on fair treatment of long-standing customers in the life insurance sector

    Statements Published: 03/03/2016 Last modified: 03/03/2016
    FCA Statement on fair treatment of long-standing customers in the life insurance sector. ... Limited and Prudential Pensions Ltd); Scottish Widows ( the two entities within the group are Scottish Widows Annuities Ltd and Scottish Widows Ltd).

  7. Financial Conduct Authority consults on changes to PPI complaint handling rules

    Press Releases Published: 26/11/2015 Last modified: 26/11/2015
    Consumers who are unhappy about PPI should continue to complain to the firms concerned and to the Financial Ombudsman Service if they are not satisfied with the response. ... FCA statement, 2 October 2015: The Financial Conduct Authority’s Statement on

  8. FCA fines CT Capital Ltd for failures related to PPI complaint handling

    Press Releases Published: 01/06/2016 Last modified: 01/06/2016
    The Financial Conduct Authority (FCA) has today fined CT Capital Ltd (CT Capital) £2,360,900 for serious failings in its historic Payment Protection Insurance (PPI) complaint handling processes. ... In particular, it failed adequately to analyse

  9. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    AI Scheme Ltd has been set up to promote and deliver the Scheme. ... The FCA has used its powers to bind the Financial Ombudsman Service (FOS) to the Scheme.

  10. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing
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