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FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries
The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located. -
News for EDS Insure policyholders
EDS Insure Ltd, an insurance broker, has ceased trading. If the firm arranged an insurance policy for you, you should contact Kainos Associates to find out how you are now covered. ... arrange insurance, including breakdown cover for televisions and -
FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation. -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
FCA introduces new rules on whistleblowing
FCA introduces new rules on whistleblowing. Press Releases First published:. 06/10/2015. Last updated: 19/04/2016. Share page. FCA introduces new rules on whistleblowing. The Financial Conduct Authority (FCA), alongside the Prudential Regulation -
PPI campaign response update
PPI campaign response update. News stories First published:. 13/12/2018. Last updated: 10/09/2019. PPI campaign response update. This data shows the number of people that visited our website, called our helpline and contacted us on social media -
Notice of Decision 2024: Mortgage, Protection & Finance Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Result of FCA’s Business Interruption test case
The High Court has handed down its judgment in FCA’s business interruption insurance test case. The Court found in favour of the arguments advanced for policyholders by the FCA on the majority of the key issues.