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Total number of complaints continues to fall
Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Final Notice 2019: Taylor Howarth Associates [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation -
General Insurance: Forum 1 - Pricing Remedy proposal [pdf]
Powerpoint slides from General Insurance Forum 1 - Pricing Remedy proposal. -
New appointments to the FCA Board announced
The Treasury has today confirmed the appointment of two new Non-Executive Directors to the Financial Conduct Authority (FCA) Board. -
FSA - Notice of Undertaking: UK Underwriting Limited [pdf]
Undertakings FSA - Notice of Undertaking: UK Underwriting Limited - Travel Insurance -
Impact assessment: Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) [pdf]
This impact assessment relates to Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) . It has been verified by the Regulatory Policy Committee. -
Pilot general Insurance value measures data – year ending 31 August 2019
The FCA has published general insurance (GI) value measures data value measures data for 28 insurers (including both UK and EEA firms) for the year ending 31 August 2019. -
The FCA publishes its Mission and Business Plan
The FCA has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets. -
FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.