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Showing 1161 to 1170 of 2257 search results for Insurance sellers.

  1. Supplement for firms selling investments and non-investment insurance contracts [doc]

    Forms Published: 01/04/2013 Last modified: 06/11/2023
    Application for Authorisation

  2. Final Notice 2018: Larksway Investments Limited (in Liquidation) [pdf]

    Final notices Published: 27/11/2018
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the Insurance Mediation sector. We imposed a cancellation.

  3. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. Business interruption insurance test case: FCA’s Reply to all the Defendants’ Defences [pdf]

    Corporate documents Published: 03/07/2020
    The FCA has now served its Reply, which sets out its response to the Defences in the Business interruption insurance test case.

  5. Call for Inputs: Big Data in retail general insurance

    News stories Published: 24/11/2015 Last modified: 26/06/2017
    Call for Inputs: Big Data in retail general insurance. News stories First published:. ... In our Business Plan 2015/16, we announced our intention to review how insurance firms use Big Data.

  6. FCA bans and fines former insurance broker £140,000

    Press Releases Published: 19/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

  7. Sector Views 2018

    Corporate documents Published: 09/04/2018 Last modified: 16/04/2018
    The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing.

  8. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2016 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  9. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/05/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. Business interruption test case: Order (15 September 2020) [pdf]

    Corporate documents Published: 20/10/2020
    This is the sealed order dated 15 September in the Business Interruption insurance test case giving procedural deadlines following the High Court judgment.
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