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  1. Societies cancelled under the Industrial and Provident Act 1965 - March 2012 [pdf]

    Data Published: 10/07/2012 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2012.

  2. Societies cancelled under the Industrial and Provident Act 1965 - March 2011 [pdf]

    Data Published: 21/04/2011 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2011.

  3. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.

  4. FCA Final Notice 2014: Castle Wildish Chartered Surveyors [pdf]

    Final notices Published: 10/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a withdrawal.

  5. Final notice 2016: GB Financial Consultancy Limited [pdf]

    Final notices Published: 29/06/2016 Last modified: 29/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  6. The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling

    Press Releases Published: 30/10/2018 Last modified: 30/10/2018
    The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes

  7. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  8. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

  9. MLA B1: Profit and loss account FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA B1: Profit and loss account FAQs

  10. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.
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