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Showing 1271 to 1280 of 2257 search results for Insurance sellers.

  1. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

  2. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

  3. Business interruption insurance test case: Hiscox Insurance Company Ltd skeleton argument [pdf]

    Corporate documents Published: 15/07/2020
    Skeleton argument of Hiscox Insurance Company Ltd, with updated referencing, for the trial of the business interruption insurance test case.

  4. FCA on fair treatment of longstanding customers review

    Statements Published: 07/09/2017 Last modified: 07/09/2017
    FCA on fair treatment of longstanding customers review. Statements First published:. 07/09/2017. Last updated: 07/09/2017. FCA on fair treatment of longstanding customers review. On 3. rd. March 2016 the Financial Conduct Authority announced

  5. Product sales data: policy and business FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/05/2021
    Read our policy and business FAQs to help your product sales data submission.

  6. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

  7. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Aggregate complaints data charts 2015 H2 [pdf]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.

  9. Broker Insurance Services Limited (clone of FCA authorised firms)

    Warnings Published: 10/10/2019 Last modified: 21/11/2020
    Broker Insurance Services Limited (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  10. Move from being an appointed representative to being authorised

    Tasks for regulated firms Published: 13/05/2015 Last modified: 15/12/2022
    If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.
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