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Showing 1341 to 1350 of 2257 search results for Insurance sellers.

  1. FCA Data Bulletin issue 7 - underlying data [xlsx]

    Data Published: 28/10/2016
    Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.

  2. Aggregate complaints data to 2018 H2 [xlsx]

    Data Published: 18/04/2019
    Aggregate sector wide firm complaints data for 2018 H2. Including opened, closed, upheld, speed of closure and redress.

  3. Regulations for third party Payment Providers

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Find out more about AIS and PIS, including our role in regulating providers.

  4. Andy Briscoe appointed chairman of Money Advice Service

    Press Releases Published: 01/08/2013 Last modified: 01/08/2013
    Former Life Trust Holdings CEO Andy Briscoe has been appointed chair of the Money Advice Service.

  5. FSA Q1 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 03/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  6. FSA Q4 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

    Final notices Published: 20/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  8. FCA Data Bulletin: June 2018 - underlying data [xlsx]

    Data Published: 07/06/2018
    Underlying data for Retail Mediation Activities Return (RMAR).

  9. Aggregate complaints data to 2018 H1 [xlsx]

    Data Published: 29/10/2018
    Aggregate sector wide firm complaints data for 2018 H1. Including opened, closed, upheld, speed of closure and redress.

  10. Tribunal upholds FCA ban and significant fine on insurance broker

    Press Releases Published: 28/06/2013 Last modified: 17/09/2013
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for
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