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Showing 1361 to 1370 of 2257 search results for Insurance sellers.

  1. FCA consults on post-Brexit divergence for PRIIPS regulation

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

  2. Aggregate complaints data to 2017 H1 [xlsx]

    Data Published: 23/10/2017
    Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress.

  3. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  4. FCA Data Bulletin - January 2015 - underlying data [xlsx]

    Data Published: 29/01/2015 Last modified: 29/01/2015
    Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

  5. FCA Final Notice 2014: Residential Facilities Management Limited [pdf]

    Final notices Published: 13/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  6. Aggregate complaints data 2016 H2 [xlsx]

    Data Published: 26/04/2017
    Aggregate sector wide firm complaints data for 2016 H2. Including opened, closed, upheld, speed of closure and redress.

  7. Aggregate Complaints Data 2012 H2 [xls]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.

  8. Societies cancelled under the Industrial and Provident Act 1965 - November 2012 [pdf]

    Data Published: 01/11/2012 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for November 2012.

  9. Societies cancelled under the Industrial and Provident Act 1965 - September 2011 [pdf]

    Data Published: 21/04/2011 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for September 2011.

  10. Aggregate Complaints Data 2013 H1 [xls]

    Data Published: 10/10/2013 Last modified: 16/10/2013
    Aggregate sector wide firm complaints data for 2013 H1. Including opened, closed, upheld, speed of closure and redress.
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