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  1. Business interruption insurance test case: Draft Transcript Day 1 Trial [pdf]

    Corporate documents Published: 22/07/2020
    Draft transcript of day 1 of the trial in the business interruption test case.

  2. Business interruption insurance test case: Draft Transcript Day 2 Trial [pdf]

    Corporate documents Published: 23/07/2020
    Draft transcript of day 2 of the trial in the business interruption test case.

  3. Business interruption insurance test case: Draft Transcript Day 3 Trial [pdf]

    Corporate documents Published: 24/07/2020
    Draft transcript of day 3 of the trial in the business interruption test case.

  4. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

    Final notices Published: 08/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  5. Aggregate complaints data 2015 H2 [xlsx]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.

  6. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

    Data Published: 14/05/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. FG21/3: Advising on pension transfers

    Finalised guidance Published: 30/03/2021 Last modified: 30/03/2021
    This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions.

  8. Aggregate Complaints Data 2015 H1 [xlsx]

    Data Published: 30/09/2015 Last modified: 30/09/2015
    Aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress.

  9. Business interruption test case: Royal & Sun Alliance Insurance Plc appeal written case [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the written case of Royal & Sun Alliance Insurance Plc for the appeal to the Supreme Court in the Business Interruption insurance test case.

  10. Aggregate complaints data: 2021 H2

    Data Published: 28/04/2022 Last modified: 20/10/2022
    This page focuses on complaints that financial services firms reported to us during the first half (H2) of 2021, between 1 July and 31 December 2021. This includes the latest trends and analysis by product group.
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