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Showing 1401 to 1410 of 2257 search results for Insurance sellers.

  1. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  2. Aggregate complaints data 2014 H2 [xlsx]

    Data Published: 27/03/2015 Last modified: 30/03/2015
    Aggregate sector wide firm complaints data for 2014 H2. Including opened, closed, upheld, speed of closure and redress.

  3. Final Notice 2022: Life Protection Centre Ltd [pdf]

    Final notices Published: 30/06/2022
    This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation.

  4. Aggregate complaints data 2014 H1 [xlsx]

    Data Published: 22/09/2014 Last modified: 25/09/2014
    Aggregate sector wide firm complaints data for 2014 H1. Including opened, closed, upheld, speed of closure and redress.

  5. Information on furlough fraud - November 2022

    FOI Release Date of Release: 11/11/2022
    FCA provides information on furlough fraud.

  6. Women in finance: keeping up the pressure for progress

    Speeches Published: 22/03/2018 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London

  7. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under

  8. Aggregate complaints data 2013 H2 [xlsx]

    Data Published: 07/04/2014 Last modified: 09/04/2014
    Aggregate sector wide firm complaints data for 2013 H2. Including opened, closed, upheld, speed of closure and redress.

  9. Final Notice 2018: Michelle Singlehurst Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

  10. Implementing the Consumer Duty in the General Insurance and Pure Protection sectors [pdf]

    Correspondence Published: 03/02/2023
    Consumer Duty letter
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