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Showing 1451 to 1460 of 2257 search results for Insurance sellers.

  1. Business interruption test case: Hiscox Insurance Company Limited appeal written case [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the written case of Hiscox Insurance Company Limited for the appeal to the Supreme Court in the Business Interruption insurance test case.
  2. FCA Climate Change Adaptation Report

    Corporate documents Published: 28/10/2021 Last modified: 28/10/2021
    Our assessment of how we and the firms we regulate are adapting to climate change.
  3. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.
  4. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.
  5. Final Notice 2018: Armstrong Investment Managers LLP [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.
  6. Information on millionaire pensions - March 2022

    FOI Release Date of Release: 30/03/2022
    The FCA answers multiple questions regarding £1 million and over pensions.
  7. DP22/6: Future Disclosure Framework

    Discussion papers Published: 13/12/2022 Last modified: 13/12/2022
    The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future.
  8. Product Sales Data Pure Protection Contracts Tables 2023 [xlsx]

    Data Published: 27/06/2024
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These tables are for 2023.
  9. RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs
  10. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.