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Business interruption test case: Hiscox Insurance Company Limited appeal written case [pdf]
This is the written case of Hiscox Insurance Company Limited for the appeal to the Supreme Court in the Business Interruption insurance test case. -
FCA Climate Change Adaptation Report
Our assessment of how we and the firms we regulate are adapting to climate change. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Loan-based crowdfunding platforms: summary of our rules
The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities. -
Final Notice 2018: Armstrong Investment Managers LLP [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation. -
Information on millionaire pensions - March 2022
The FCA answers multiple questions regarding £1 million and over pensions. -
DP22/6: Future Disclosure Framework
The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future. -
Product Sales Data Pure Protection Contracts Tables 2023 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These tables are for 2023. -
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs -
Information on return of client assets - June 2022
The FCA provides information on return of cliemt assets.