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Showing 1571 to 1580 of 2257 search results for Insurance sellers.

  1. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

  2. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

  3. All UK Lenders (clone) (clone of FCA authorised firm)

    Warnings Published: 22/09/2016 Last modified: 22/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  4. MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]

    Forms Published: 13/01/2017 Last modified: 28/09/2018
    MiFID Investment and Non Investment Insurance Contracts Supplement Form.

  5. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 29/11/2021
    FCA publishes evaluation of its work on the financial advice market.

  6. Technical Annex: GAP intervention Evaluation Paper [pdf]

    Corporate documents Published: 31/07/2018

  7. Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

    Statements Published: 29/01/2020 Last modified: 29/01/2020
    Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

  8. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers Published: 06/10/2015 Last modified: 08/12/2015
    CP15/31: Strengthening accountability in banking and insurance: regulatory references. Consultation papers First published:. ... FCA insurance controlled functions. Notified non-executive director roles and credit union NEDs.

  9. Update for firms on PRIIPs RTS Article 18 and related rules

    Statements Published: 29/12/2021 Last modified: 21/01/2022
    The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

  10. Information on investigations into breaches of COCON - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.
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