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Whistleblowing reports by firm type 2019-2022 - February 2022
The FCA provides data on whistleblowing disclosures. -
High-cost credit review
The FCA's detailed, wide-ranging review has resulted in measures which will protect some of the most vulnerable consumers. -
Further update on Business interruption insurance test case appeals process
The FCA will continue discussions with insurers and action groups, to find a solution which resolves the outstanding issues as soon as possible to enable pay-outs on eligible claims. -
The retail intermediary market 2020 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020. -
CP21/27: Quarterly Consultation Paper No. 33
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
CP16/17: Quarterly Consultation Paper No. 13
align the claims handling rules with the Insurance Act 2015. make minor changes to rules and guidance for firms conducting mortgages and home finance activity. -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Final Notice 2020: J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as) [pdf]
This final notice (J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, -
Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a -
Aggregate complaints data 2015 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.