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Showing 1781 to 1790 of 2257 search results for Insurance sellers.

  1. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
  2. Business interruption test case: Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal [pdf]

    Corporate documents Published: 20/10/2020 Last modified: 20/10/2020
    This is Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case
  3. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit
  4. Financial Conduct Authority provides update on regulatory sandbox

    Press Releases Published: 15/06/2017 Last modified: 15/06/2017
    The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.
  5. Increasing transparency and engagement at renewal in general insurance markets: PS16/21

    Policy and guidance Published: 10/08/2016 Last modified: 07/03/2017
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.
  6. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.
  7. Information on COVID 19 BI claims brokers - December 2022

    FOI Release Date of Release: 02/12/2022
    Information on Covid 19 BI claims brokers.
  8. Final Notice: Infinity Financial Solutions Ltd [pdf]

    Final notices Published: 29/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We
  9. Business interruption insurance test case: Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd skeleton argument [pdf]

    Corporate documents Published: 15/07/2020
    Skeleton argument of Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd, with updated referencing, for the trial of the business interruption insurance test case.
  10. Information on the Senior Managers Certification Regime fines - April 2022

    FOI Release Date of Release: 22/04/2022
    The FCA provides information on how many fines were issued to Senior managers.