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Showing 1821 to 1830 of 2257 search results for Insurance sellers.

  1. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    In early 2013, Mr King led this firm to believe that he held a Statement of Professional Standing issued by the Chartered Insurance Institute (CII), one of the bodies accredited by

  2. TR13/2 - Mobile phone insurance - ensuring a fair deal for consumers

    Thematic reviews Published: 27/06/2013 Last modified: 16/08/2013
    We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level.

  3. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    There is a further £1 trillion investment in insurance products and £1 trillion invested in non-mainstream asset management products – both of which will include pension fund investments. ... From 31 December 2016, manufacturers and distributors of

  4. The FCA’s approach to the authorisation and supervision of Insurance Special Purpose Vehicles

    News stories Published: 23/11/2016 Last modified: 31/01/2017
    The Financial Conduct Authority (FCA) is jointly consulting with the Prudential Regulation Authority (PRA) on the proposed approach to authorisation and supervision of Insurance Special Purpose Vehicles (ISPVs), which will facilitate Insurance

  5. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to

  6. CP18/14: Quarterly Consultation Paper No 21

    Consultation papers Published: 01/06/2018 Last modified: 12/04/2019
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  7. CP23/12: Expansion of the Dormant Assets scheme – second phase

    Consultations Consultation papers Published: 22/05/2023 Last modified: 22/05/2023
    We are consulting on the second phase of the Dormant Assets Scheme (DAS).

  8. New evidence on liquidity in UK corporate bond markets

    Research insights Published: 15/02/2017 Last modified: 28/02/2017
    This page summarises our most recent research into liquidity conditions in the UK corporate bond market.

  9. Derivation and changes tables

    Firms Published: 15/12/2023 Last modified: 15/12/2023
    This page contains an interactive version of the tables derivation and changes tables produced by the FCA in policy statements dealing with the repeal and replacement of retained EU law.

  10. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)

    Thematic reviews Published: 22/05/2015 Last modified: 23/06/2015
    TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). ... TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs) [PDF].
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