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Showing 1901 to 1910 of 2257 search results for Insurance sellers.

  1. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

    Press Releases Published: 27/05/2014 Last modified: 27/05/2014
    FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients. ... The thematic review into Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration.

  2. Business interruption test case: Statement of Facts and Issues for Supreme Court appeal [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the agreed Statement of Facts and Issues relied upon by the parties for the Supreme Court appeal in the Business Interruption insurance test case.

  3. FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies

    Press Releases Published: 07/08/2014 Last modified: 07/08/2014
    FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies. ... The Financial Conduct Authority (FCA) has fined Stonebridge International Insurance Limited (Stonebridge) £8,373,600 in relation to sales of

  4. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  5. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.

  6. CP17/32: Quarterly Consultation Paper No 18

    Consultation papers Published: 01/09/2017 Last modified: 02/11/2017
    COBS 16 and also to forms and associated parts of the Handbook related to the Insurance Distribution Directive.

  7. Final Notice 2018: R J Funston Insurance Services (Heather Tania Funston trading as) [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

  8. PS22/12: Pensions Dashboards rules for pension providers

    Policy statements Published: 01/11/2022 Last modified: 29/04/2024
    Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

  9. Financial watchdog consults about protections for insurance customers in financial difficulty

    Press Releases Published: 11/01/2023 Last modified: 11/01/2023
    The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty.

  10. Financial Lives Survey 2020: Tracker data tables: Volume 11 - General Insurance & Protection [xlsx]

    Data Published: 06/05/2021
    These are the weighted tracker data tables from the General Insurance & Protection section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.
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